Client Forms

iInvest Securities utilises D2MX Pty Ltd for its trade execution. D2MX is an ASX Trading Participant, and a fully-owned subsidiary of the ASX-listed capital markets and corporate advisory specialist, MDS Financial Group Limited. D2MX uses the clearing and settlement service of Pershing Securities Australia Pty Ltd, a subsidiary company of Bank of New York Mellon (NYSE:BK) – voted the safest bank in the world (2010, 2011 and 2012).

To enquire about opening a new account with iInvest Securities, or transferring your existing portfolio over to iInvest, please contact us today.

iInvest Securities Disclosure Documents

Please ensure that you read the relevant disclosure documents and ASX Educational material before you open an account.

iInvest Securities Account Application Forms

To open a share trading account with iInvest Securities, you will need to complete the iInvest D2MX Client Application form below.

Identification Requirements

All new account applicants are required to provide identification. Please refer to the Acceptable Client Identification document to view our identification requirements.

Client Profile Forms

In addition to the account application forms, if you require tailored personal advice for your trading, you will need to complete the Client Investment Profile and the Client Risk Profile to allow us to provide appropriate recommendations.

One Off Sale Forms

If you would like to quickly and easily sell a parcel of shares without opening a share trading account, please complete both of the below documents. You will also need to provide appropriate identification, along with a copy of a holding statement or dividend notice for the shares you want to sell.

SMSF Application Forms – iInvest Securities & Sequoia

Below are the application forms required to initiate a Sequoia and iInvest Securities SMSF.

Additional Forms

To add additional features to your account or to update your details, please see below the relevant forms.

Complete this form to update your residential or postal address, contact phone number or e-mail address.

Complete this form to trade Exchange Traded Options.

Complete this form to transfer your broker sponsored shares held with another broker into your iInvest Securities account.

Complete this form to transfer your options held with another broker into your iInvest Securities account

Complete this form to transfer a parcel of shares off-market. Note: There is a fee for this service.